FINRA Investor Education Foundation

FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident.

With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. 

And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. 

At FINRA, we believe your work can be your passion.

FINRA

Up your investing IQ with FINRA on Instagram! 

Follow us @_finra or click here 👉 https://lnkd.in/ezrk6EGB

FOMO can make it hard to keep your emotions in check when making investing decisions. We’ve partnered with "This is Not Financial Advice" by Optimist and XTR to get young investors thinking about what (or who) influences their decision making. 

Thanks to The University of Georgia, University of Connecticut, Princeton University, University of Nebraska-Lincoln, University of Nebraska at Omaha, University of Nebraska at Kearney and Southeast Community College for hosting us on the first leg of our college tour! 

#TINFA #investing

Explore the critical work of our Vulnerable Adults and Seniors Team in the newest episode of #FINRAUnscripted! 

We collaborate with investors, member firms, states and other regulators to prevent and detect financial exploitation of senior and other vulnerable investors. 

Listen here to learn more 🎧 https://bit.ly/4dhHUDw

📢 Join us at the 2024 FINRA Annual Conference for insightful guidance, best practices and valuable connections with industry pros and peers while navigating the ever-changing regulatory landscape.

Check out the agenda ▶️ https://bit.ly/3wT7xtt

Have you ever wondered who protects investors—and how? If you invest, it can pay to know about FINRA, the Financial Industry Regulatory Authority. Learn more ▶️ https://bit.ly/3U7sY25

At FINRA, innovation is one of our core values. We’ve cultivated a mindset for collaboration and pioneering innovative solutions that works to protect America’s investors and empowers our employees with opportunities to be the best they can be. 

Learn more about working on FINRA's Technology team ▶️ https://bit.ly/3iXeMtN

FINRA Enforcement works on the front lines of investor protection. 

Discover the key objectives driving this critical work in our latest blog post by Bill St. Louis, EVP and Head of Enforcement. ▶️ https://lnkd.in/dDdry6QX

On May 28th, U.S. markets are moving to a one-day settlement cycle, familiarly known as T+1. On the latest episode of #FINRAUnscripted, we're delving into the upcoming change with FINRA team members. 

Listen to learn about what all market participants need to be thinking about and testing ahead of the transition. 🎧 https://bit.ly/4aE9Dg6

The April Disciplinary Actions report is now available.

Learn more ▶️ https://bit.ly/3PZq7XN

Are you a FINRA public arbitrator? Are you ready to take your skills to the next level and serve on the Chairperson Roster? Complete the Chairperson Training today and receive $200!

Learn more ▶️ https://bit.ly/3DKnq5C

The SEC is a federal agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.

Securities and Exchange Commission (SEC)

The Federal Reserve Board oversees the commercial banking sector and is responsible for monetary policy and financial system stability.

Federal Reserve Board

The Financial Industry Regulatory Authority (FINRA) is a non-profit organization that serves as a self-regulatory body for member brokerage firms and exchange markets. It is authorized by the U.S. Congress to protect American investors by making sure the broker-dealer industry operates fairly and honestly. FINRA oversees various aspects of the securities industry, including registration and education of licensed individuals, examining brokerage firms for compliance, and arbitrating disputes between investors and brokers.

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