Ruleguard provides GRC (Governance, Risk, and Compliance) software designed to help financial services companies manage their compliance and regulatory obligations more efficiently. Self-described as user-friendly, the platform automates compliance processes and integrates various compliance functions.

Ruleguard

Ruleguard | 2,568 followers on LinkedIn. Ruleguard&#39;s end-to-end GRC software makes monitoring, managing, and proving compliance simple, at scale. | Ruleguard is an industry-leading provider of regulatory compliance solutions for the financial services industry. At Ruleguard we understand the ever-changing regulatory landscape and the problems that must be solved for our clients to manage their day-to-day operations.

Our position as a software developer and our partnerships with key industry consultants allow us a significant advantage when it comes to supporting clients.

Entrepreneur and NED

Nik Whitfield

Experienced Technology Investor

Stephan Gueorguiev

Business Development and Sales leader, experienced in Sales execution, GTM strategy and Sales Management, helping organisations to accelerate their…

Mark Walker-Smith

CEO & Founder at Ruleguard

John O'Dwyer

🤖 Participate in Ruleguard's AI Industry Survey! 🚨 We’re calling on all professionals in the #GRC space to take part in Ruleguard 's flagship survey on The Adoption of AI within Governance, Risk, and Compliance (GRC). 👉 Participate here: https://lnkd.in/ehuXXWuP We are committed to building AI solutions that work for you. Your feedback is crucial in shaping the future of our technology and improving our features to meet the industry's evolving demands. By completing this survey, you will: ✅ Shape how innovative tech strengthens compliance frameworks ✅ Enhance risk management strategies ✅ Optimise governance processes ✅ Help develop AI-driven solutions that fit your industry’s needs ✅ Contribute to making GRC more efficient and reliable As a thank you, we’ll share exclusive findings and insights from the survey, plus early details on next year’s AI event! The survey takes just a few minutes💡 https://lnkd.in/ehuXXWuP Thank you! #RegTech #GRC #AI #Governance #Compliance #RiskManagement #Survey #Ruleguard #AIFeatures #Innovation #ComplianceTech

💪 Strengthening Resilience in the UK Financial Sector The Financial Conduct Authority , Bank of England , and PRA have introduced new rules to enhance the resilience of critical third-party providers supporting UK financial firms. The steps are to: ⚡ Address dependence on third parties for core services, reducing risks from cyber-attacks or outages. ⚡ Align with international standards to secure market stability and attractiveness. ⚡ Maintain firm accountability for managing operational resilience and third-party risks. Industry engagement is encouraged as these rules take effect, reinforcing the UK as a stable hub for financial services. Read the full article here: https://lnkd.in/gNAg7cu6 #riskandcompliance #resilience #regtech

💡 Highlights from Financial Conduct Authority 's "All Aboard: Strong Infrastructure, Smooth Journeys" Speech 🚂 In the latest address, the #fca delves into the critical importance of resilient infrastructure within the financial sector, outlining how robust systems are essential for protecting both firms and consumers. Here are some key take aways: ⚡ Operational Resilience: Building and maintaining infrastructure that can withstand unexpected challenges is non-negotiable. ⚡ Cybersecurity Focus: Strengthening defenses against cyber threats to safeguard customer data and maintain trust. ⚡ Innovation & Adaptability: Adopting new technologies to keep pace with market and regulatory changes. ⚡ Collaborative Approach: Industry-wide cooperation is key to setting standards and ensuring best practices. These insights underscore the FCA’s commitment to a more resilient, customer-focused financial ecosystem. You can read the full article here: Read the full article: https://lnkd.in/e6xpHWC9 #FCA #FinancialInfrastructure #OperationalResilience #Cybersecurity #Innovation #Finance

🛑 💰 Effectively Prevent Market Abuse in Financial Services In today’s financial landscape, preventing market abuse is more than just addressing rogue trading—it’s about tackling a wide array of misconduct and regulatory challenges that can impact your firm’s integrity and compliance. Join our free live webinar to explore effective strategies for navigating the ever changing regulatory landscape! 🗓 Date: Wednesday, 27th November 2024 🕥 Time: 10:30 am - 11:30 am GMT 👉 Save your seat here https://lnkd.in/ek-HB5qw What you’ll learn: 🔹 Definitions and types of market abuse 🔹 Key global regulatory trends and case studies 🔹 Steps to maintain regulatory alignment and prevent abuse 🔹 The importance of fostering a culture of accountability 🔹 Insights on Ruleguard’s Personal Account Dealing Solution and compliance tools 💡Gain actionable knowledge to reduce market abuse risks, strengthen compliance, and safeguard your firm. Register today! https://lnkd.in/ek-HB5qw #financialcrime #marketabuse #regtech #grc #riskandcompliance

Take part in Ruleguard 's flagship AI industry survey! 🌟 https://lnkd.in/ehuXXWuP Be part of the future of Governance, Risk, and Compliance! 🚀 We're inviting industry leaders like you to take part in Ruleguard’s AI Adoption in GRC Survey – where your insights drive the innovations shaping tomorrow. 🔍 Why Participate? Your feedback is crucial in helping us: ☑️ Strengthen compliance frameworks with cutting-edge tech ☑️ Boost risk management strategies with AI-driven insights ☑️ Streamline governance like never before ☑️ Build smarter, industry-aligned solutions Your Voice, Your Impact! 🔥 Get first access to survey insights and details on our 2025 AI event! 👉 Ready to shape the future of GRC? Take the survey now! https://lnkd.in/ehuXXWuP #GRC #AI #RiskManagement #Governance #Compliance #Ruleguard

🚀 We're Hiring! Join Ruleguard as a Senior Sales Solution Engineer 💻 Are you passionate about innovative technology and ready to drive solutions in the ever-evolving world of governance, risk, and compliance? We're looking for an experienced Senior Sales Solution Engineer to join our team! What You'll Do: 💥 Collaborate with clients to deliver tailored solutions that solve complex compliance challenges 💥 Work closely with our sales team to demonstrate the power of Ruleguard’s platform 💥 Shape and deliver high-impact presentations and solution demos 🌟 Why Ruleguard? Be part of a fast-growing RegTech leader making waves in the financial services industry Work with cutting-edge tools and a dedicated, collaborative team Enjoy opportunities for growth and professional development 💼 Ready to Make a Difference? Apply now: Senior Sales Solution Engineer Role: https://lnkd.in/e9CAbH8x #Hiring #SalesEngineering #SolutionEngineer #Ruleguard #ComplianceTech #RegTech #CareerOpportunity

Effectively Preventing Market Abuse: Join Ruleguard’s Live Webinar Market abuse isn’t just about rogue traders; it encompasses a wide range of regulatory challenges and misconduct. Join us for a deep dive into this crucial topic, where we’ll explore: 🎯 The definition and various forms of market abuse 🎯 Global regulatory trends and insightful case studies 🎯 Essential actions firms must take to prevent market abuse 🎯 The significance of personal conduct and integrity 🎯 Ruleguard’s approach to managing Personal Account Dealing and reducing risks 📅 Wednesday 27th November 2024 ⏰ 10.30am - 11.30am GMT 🔗 Save your seat: https://lnkd.in/ek-HB5qw Don't miss this opportunity to deepen your understanding of market abuse and how Ruleguard can help safeguard your firm. #financialcrime #marketabuse #grc #regtech #riskandcomplianc #personalaccountdealing

🎉 Fantastic CASS roundtable session yesterday at Ruleguard 's offices in London! Thanks to everyone who joined our CASS Roundtable and made it an engaging, insightful event! From new RegTech innovations to the latest regulatory updates, it was fantastic to dive deep into the evolving landscape of CASS compliance together. Key Takeaways: 💥 RegTech evolution: The shift towards integrated platforms is redefining compliance strategies, offering more streamlined, automated solutions. 💥 Regulatory developments and focus: The FCA and global regulators are amplifying client asset protection, underscoring the need for robust data management and ongoing due diligence. 💥 CASS compliance in practice: Discussions highlighted the importance of continuous oversight, transparency, and adaptability in today’s dynamic environment. A special thank you to our speakers John O'Dwyer , Ed Buckman , Priscilla Gaudoin FICA Certified and our guest speaker at FNZ Group for sharing their expertise and to all our participants for their thoughtful questions and insights. Stay tuned for our full insights! Don't worry if you missed the event, contact us for key takeaways or to talk about CASS challenges 👉 https://lnkd.in/e4KXTWMc #Ruleguard #CASSCompliance #RegTech #Webinar #ComplianceInnovation #riskandcompliance #clientassets

🚀 Navigating Risk and Managing Digital Assets Effectively Watch our webinar on demand as Ruleguard 's industry experts delve into the evolving landscape of digital assets and the complex challenges of managing their associated risks. As regulators worldwide shape their approaches, the USA and UK have advanced proposals, and regions like the UAE and APAC monitor this critical issue. Meanwhile, for those operating within the EU, MiCA regulations will take effect in January 2025. We cover essential insights for risk and compliance professionals, including: ✅ Major risk considerations ✅ Global regulatory trends ✅ Implications for businesses ✅ Key strategies for effective risk management ✅ Ruleguard’s solutions for staying ahead Catch up now to stay ahead in the evolving world of digital asset risk management! Watch here: https://lnkd.in/evY4RsqD #riskmanagement #regtech #grc #riskandcompliance #digitalassets

📢 Ruleguard 's very own Head of Risk & Compliance is thrilled to be attending The Financial Services Conference 2024! Join us and industry leaders as we dive into the latest innovations, regulatory insights, and tech advancements driving the financial services landscape. 💼 Our team is eager to connect with professionals passionate about elevating compliance, risk management, and operational resilience. Event Details: 📅 Date: November 28th 2024 📍 Location: Cavendish Conference Centre, London 🤝 Meet with us: https://lnkd.in/e4KXTWMc Priscilla Gaudoin FICA Certified #Ruleguard #FinancialServices #Compliance #RiskManagement #GRC #FinancialInnovation

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CEO & Founder

John ODwyer

Sales and Support

Ed Buckman

Head of Product

Matthew Bruce

Principal Relationship Manager

Georgina McCullagh

Helpdesk Manager

Laurie Anderson

Sales Operations Manager

Mark Lane

Senior Relationship Manager

Parminder Bansal

Senior Software Developer

Abhishri Tripathi

Account Executive

Duncan Needs

Senior User Interface Engineer

Horace Keating

CEO and Founder

Financial Services Companies With Less Than $10M in Revenue (Top 10K)

Computer Companies (Top 10K)

Europe Companies With Less Than $500M in Revenue (Top 10K)

England Companies With More Than $1M in Revenue (Top 10K)

Ruleguard is an end-to-end regtech platform that offers regulatory compliance solutions for the financial sector. It refers to companies that use technology to address regulatory compliance challenges. The platform's target market consists of global financial services firms, with a particular emphasis on asset managers, wealth managers, banks, and platforms.

Ruleguard, a SaaS-delivered software platform, was created to manage the complex and burdensome issues associated with regulatory compliance, particularly when processes and procedures are manual and dispersed across multiple departments and systems.

Foresight Group

Venture Round - Ruleguard

London

England

United Kingdom

Europe

Foresight VCTs invest £3.5 million in SaaS technology provider Ruleguard

Ruleguard Receives £3.5M in Funding

A solution to manage regulatory changes, policies, processes, and critical risks.

A tool to identify regulatory changes and assess their impact on operational processes, policies, risks, and controls.

A solution to organize and manage policies and procedure documents centrally, facilitating collaboration and ensuring updates.

A solution to track identified risks and corresponding controls and mitigations across the enterprise.

A configurable solution to record, track, investigate, and remedy regulatory incidents and breaches.

A suite of features to help client assets regulated firms comply with the FCA’s Client Asset Sourcebook.

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