Droit empowers institutions to make decisions by complying with complex rules. Droit is a pioneer in computational law and automating intelligent decision-making.

Droit

Droit | 4,420 followers on LinkedIn. Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls. Droit partners with leading global financial institutions to create forward-looking operational and regulatory solutions within the ever-changing financial landscape. 

Droit Adept is the innovative, patented platform that drives intelligent decision-making in a complex rule-driven landscape.

Head of PMO & Business Transformation

Richard Maddams

Will Graham

Financial Regulatory Law Automation

Daniel K.

Head of User Experience at Droit

Simon Hatch

Today, Droit and FINBOURNE Technology announced their upcoming partnership to deliver a joint, full-stack solution to manage disclosure obligations for long, short, and takeover panel reporting. This new offering leverages FINBOURNE’s financial data management platform LUSID, embedded with Droit’s Position Reporting product, which delivers clear determination of reporting obligations based on consensus interpretations of requirements from Endoxa, a consortium of six global financial institutions. Read more about the partnership in The TRADE News : https://bit.ly/44nwFFn #positionreporting #shareholderdisclosure #finbourne #posttrade #regulatorycompliance

Our Founder & CEO, Brock Arnason , and Pete Chisholm , Head of Regulatory Management and Entity Solutions, Goldman Sachs , talked to WatersTechnology.com about their part in the innovative partnership - Endoxa. The goal? To redefine position reporting standards across the industry by leveraging Droit’s Adept platform in collaboration with banks like Barclays , BNP Paribas , Goldman Sachs , and HSBC . We’re ensuring compliance is accurate, transparent, and efficient, heading toward a future where financial regulations are clear and manageable. Read more here: https://bit.ly/4aXOyNP #Endoxa #RegulatoryCompliance #regtech #RegulatoryReporting #postionreporting #shareholderdisclosure

Our Chief Commercial Officer, Craig Butterworth , discusses key lessons learned over the last two years since the UK Prudential Regulation Authority (PRA) released SS5/21. This is a document he says laid the groundwork for intensified regulatory examination of banks’ trading control frameworks. Read his thoughts on how banks can navigate this evolving landscape and meet regulatory expectations effectively here: https://bit.ly/3YKw5Ar #tradingcontrols #pretrade #tradermandates #regulatorycompliance

Our Chief Commercial Officer, Craig Butterworth , will be joining a panel at 1LoD's #XLoDGlobal event in London on day one – November 13, at 11:40. The topic: "The Evolving Target Operating Model for the 1st Line”. Joining him will be industry experts: Chris Palmer , Managing Director, Head of Markets Controls - J.P. Morgan Nicholas Lovett , Managing Director, Head of Business Risk Management & Operations, Non Core & Legacy - UBS Saira Shah , Managing Director-Head of Global Front Line Risk Program Execution, CIB COO - Wells Fargo Rupal Patel , Co‑Head of Business Development - Acin Register today and save your spot! https://www.1lod.com/xlod #1lod #regulatorycompliance #compliance

We’re excited to sponsor #XLoDGlobal on November 13-14, 2024. Come and find us at booth #8 to learn how Droit can help implement robust, real-time preventative controls in critical areas such as #tradermandates , #clientreadiness , and #bookingmodels . Discover more about our solutions: https://bit.ly/4f8pw0m #tradingcontrols #regtech #digitaltransformation #compliance

You’re invited to join the Droit team to discuss trading controls over drinks following day one of XLoD Global - London. Join us for an evening of networking and light bites. Space is limited, so please RSVP below. Full details and RSVP here: https://bit.ly/3UDbpIp

Industry associations have responded to ESMA’s latest consultation paper and are advocating for an OTC derivatives carve-out in EU execution standards to address the complexities and unique nature of OTC markets. This push emphasizes the need for tailored regulatory approaches that consider the distinct characteristics of these transactions. Read more via The Full FX : https://bit.ly/40qOcwr #RegTech #RegulatoryCompliance #OTCDerivatives

As of October 20, 2024, the Australian Securities and Investments Commission ( ASIC ) has implemented new rules for OTC derivative transaction reporting. As noted by ASIC, key changes include: ☑ Alignment with international reporting standards ☑ Consolidation of transitional provisions and exemptions ☑ Ensuring reporting requirements are fit for purpose ASIC will take a measured approach to compliance until March 2025 for entities making reasonable efforts to comply. Read more here: https://bit.ly/48mLqKV #ASIC #OTCderivatives #RegulatoryUpdates #Compliance

Introduction to the New Rules Mark your calendars! On September 29, 2025, new HKMA reporting rules go live. Is your HKMA reporting accurate? Stay compliant and informed with Droit. Contact us for more information: https://bit.ly/3zZUSam #HKMA #RegulatoryCompliance #FinancialRegulations #Compliance #RegulatoryReporting #TransactionReporting

We're thrilled to share insights from our recent panel discussions on the U.S. Securities and Exchange Commission’s new Rule 13f-2, which Droit and Goldman Sachs co-hosted. The panels highlighted how a consensus approach among leading financial institutions is transforming the interpretation and compliance of regulatory requirements for reporting. The ambiguities in the new rules have caused considerable industry concern, but the Endoxa consortium’s collaborative efforts are paving a better way forward. By working together, firms can achieve more consistent regulatory reporting, reduce uncertainties, and ensure compliance. Learn more about the innovative and consensus-driven methods by reading the full blog here: https://bit.ly/3Y6WYwQ #RegulatoryCompliance #SEC #Endoxa #Innovation

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Chief Commercial Officer

Craig Butterworth

Head of Partnerships

Alastair Whitehair

Head of Business Development, North America

Blythe Barber

Human Resources

Ellen Ibrahim

Information Technology

Gary Newman

Business Management

People Operations Manager

Amitis Homayoun

Business Development and Sales Manager

Anna Dubreuil

Senior Project Manager

David Guetta

Accounting Manager

Devyn Venneman

Akbar Poonawala

Basil Darwish

Brock Arnason

Partner

Founder & CEO

Dinkar Jetley

Director

Anup Menon

Founder

Peter Bals

Chief Technology Officer

Northeastern US Companies With More Than 10 Employees (Top 10K)

Finance Early Stage Companies With Less Than $500M in Revenue

Greater New York Area Companies With More Than 10 Employees (Top 10K)

Northeastern US Early Stage Companies With More Than 50 Employees

Droit develops mission-critical solutions to improve global regulatory compliance and real-time controls. Droit Adept is an innovative, patented platform that drives intelligent decision-making in an increasingly complex, rule-driven environment. Adept is trusted by financial institutions to provide solutions for pre-trade and post-trade controls, evaluating transaction permissibility, compliant regulatory reporting, and more. Droit was founded by a team of veteran derivative traders, quants, e-commerce specialists, and technologists with front-line experience and expertise with products, markets, regulations, and systems.

Pivot Investment Partners

Series B - Droit

GS Growth

Wells Fargo

Series A - Droit

New York

United States

North America

Droit Achieves ISO/IEC 27001 and ISO/IEC 27017 Certifications

Droit and FINBOURNE forge full-stack solution for regulatory position reporting

Droit and FINBOURNE forge path to regulatory compliance

Droit and FINBOURNE Partner to Deliver End-to-End Position Reporting Solution

Droit integrates with Finbourne

A patented platform that drives intelligent decision-making for pre-trade and post-trade controls, transaction permissibility, and regulatory reporting.

Enables financial institutions to validate client readiness to engage and trade by applying compliance and regulatory criteria.

Facilitates the identification, creation, and validation of regulatory reporting obligations in real-time.

Provides real-time decision-making based on regulatory, market infrastructure, and policy rules, integrated into trading infrastructure via API.

Translates and processes regulatory guidelines for short, long, and takeover obligations from over 100 global jurisdictions.

Manages cross-border regulatory compliance to offer the right products to global clients at the right time.

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