Compliance Circle offers a platform for compliance professionals to connect, share information, and collaborate. The platform facilitates discussions through both in-person meetings and digital channels.

Compliance Circle

Compliance Circle | 1,787 followers on LinkedIn. An exclusive, referral-only community for executive-level compliance consultants. | Empowering compliance professionals to drive innovation, collaboration, and ethical leadership through community. Transforming compliance from obligation to opportunity.

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Simon Tweddle

Founder, RayCor Consulting; Attorney and Expert Witness; AML Consultant; Former CCO, Binance.US

Christina Rea-Baxter, Esq.

Compliance Circle | Fintech Talent | USA, UK, EU

Will Pedley

Founder and Compliance Consultant @ Compliance Angle | We help firms get regulated, stay regulated, and thrive 🌱

Andrew Arginovski

Faisal I. says: ”𝐌𝐨𝐫𝐞 𝐭𝐡𝐚𝐧 𝐡𝐚𝐥𝐟 𝐨𝐟 𝐭𝐡𝐞 𝐜𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐭𝐬 𝐰𝐢𝐥𝐥 𝐛𝐞 𝐫𝐞𝐩𝐥𝐚𝐜𝐞𝐝 𝐛𝐲 𝐆𝐞𝐧𝐞𝐫𝐚𝐭𝐢𝐯𝐞 𝐂𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐭𝐬 𝐨𝐯𝐞𝐫 𝐭𝐡𝐞 𝐧𝐞𝐱𝐭 𝟓 𝐲𝐞𝐚𝐫𝐬. 𝐂𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐭𝐬 𝐭𝐡𝐚𝐭 𝐰𝐢𝐥𝐥 𝐬𝐮𝐫𝐯𝐢𝐯𝐞 𝐚𝐫𝐞 𝐭𝐡𝐨𝐬𝐞 𝐭𝐡𝐚𝐭 𝐝𝐞𝐩𝐥𝐨𝐲 𝐚𝐝𝐨𝐩𝐭 𝐀𝐈 𝐭𝐨𝐨𝐥𝐬 𝐚𝐬 𝐩𝐚𝐫𝐭 𝐨𝐟 𝐭𝐡𝐞𝐢𝐫 𝐰𝐨𝐫𝐤.” Here's a video from our community. 🔌Stephen Sargeant Simon Tweddle Faisal I. What's your opinion? #generativeai #ai #thegreatreplacement #complianceconsulting

We asked our community: "𝐇𝐨𝐰 𝐜𝐚𝐧 𝐜𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐭𝐬 𝐞𝐧𝐬𝐮𝐫𝐞 𝐭𝐡𝐞𝐲 𝐚𝐫𝐞 𝐜𝐨𝐦𝐩𝐞𝐧𝐬𝐚𝐭𝐞𝐝 𝐟𝐚𝐢𝐫𝐥𝐲 𝐟𝐨𝐫 𝐭𝐡𝐞𝐢𝐫 𝐰𝐨𝐫𝐤 𝐰𝐡𝐢𝐥𝐞 𝐦𝐚𝐧𝐚𝐠𝐢𝐧𝐠 𝐭𝐡𝐞 𝐜𝐥𝐢𝐞𝐧𝐭'𝐬 𝐛𝐮𝐝𝐠𝐞𝐭 𝐜𝐨𝐧𝐬𝐭𝐫𝐚𝐢𝐧𝐭𝐬?" Keep the discussion focussed on scope. It’s difficult to get clients away from unit pricing - day rates. A top client of ours some years ago asked to quote for something they thought would take one “VP” level person a week to do. When we explored scope they realised it was a bigger job - 4 weeks they said. We said, very politely, if you have an employee who can do that in 4 weeks you should give it to them. They came back and we’ve been working with consistently for about 3 years now. When you’re confident in your product good clients see it. There’s always some negotiation of course, but don’t artificially inflate your price in preparation for a negotiation. Everyone can see that from miles away, and they talk.

Compliance Circle is all about the people. The experts. Thank you Christina Rea-Baxter, Esq. Thank you Andrew Arginovski Thank you Leonid Komov Thank you Simon Tweddle Thank you Joshua Deeks, AICA., Thank you Dr Chris Stears Progression at the scale we're looking at doesn't happen in isolation. Bringing the best minds together might present a challenge, particularly when they operate in the same markets, but Compliance Circle is building a unique solution. Having Member Meetups like this provides us with the time to step aside from our day to day to look at the biggest issues as a collective. Our future collaboration will have a great impact on the markets and businesses we serve. Much more to come.

We asked our community: “𝐖𝐡𝐚𝐭 𝐚𝐫𝐞 𝐭𝐡𝐞 𝐦𝐨𝐬𝐭 𝐜𝐨𝐦𝐦𝐨𝐧 𝐜𝐨𝐦𝐩𝐥𝐢𝐚𝐧𝐜𝐞 𝐟𝐚𝐢𝐥𝐮𝐫𝐞𝐬 𝐛𝐮𝐬𝐢𝐧𝐞𝐬𝐬𝐞𝐬 𝐞𝐧𝐜𝐨𝐮𝐧𝐭𝐞𝐫 𝐚𝐧𝐝 𝐡𝐨𝐰 𝐜𝐚𝐧 𝐭𝐡𝐞𝐲 𝐛𝐞 𝐚𝐯𝐨𝐢𝐝𝐞𝐝/𝐦𝐢𝐭𝐢𝐠𝐚𝐭𝐞𝐝?” We've shared their answers below. Please add your own thoughts in the comments.

𝐖𝐡𝐚𝐭 𝐭𝐨𝐨𝐥𝐬 𝐚𝐧𝐝 𝐬𝐲𝐬𝐭𝐞𝐦𝐬 𝐚𝐫𝐞 𝐞𝐬𝐬𝐞𝐧𝐭𝐢𝐚𝐥 𝐟𝐨𝐫 𝐦𝐚𝐧𝐚𝐠𝐢𝐧𝐠 𝐚 𝐜𝐨𝐦𝐩𝐥𝐢𝐚𝐧𝐜𝐞 𝐜𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐜𝐲, 𝐚𝐧𝐝 𝐡𝐨𝐰 𝐜𝐚𝐧 𝐜𝐨𝐧𝐬𝐮𝐥𝐭𝐚𝐧𝐭𝐬 𝐜𝐡𝐨𝐨𝐬𝐞 𝐭𝐡𝐞 𝐫𝐢𝐠𝐡𝐭 𝐭𝐞𝐜𝐡 𝐬𝐭𝐚𝐜𝐤? Here is a selection of 3 answers from experienced, expert compliance consultants in our community. 𝑾𝒉𝒊𝒄𝒉 𝒕𝒐𝒐𝒍𝒔 𝒂𝒏𝒅 𝒔𝒚𝒔𝒕𝒆𝒎𝒔 𝒅𝒐 𝒚𝒐𝒖 𝒓𝒆𝒄𝒐𝒎𝒎𝒆𝒏𝒅?

We asked our Compliance Circle community: 𝐖𝐡𝐚𝐭 𝐚𝐫𝐞 𝐲𝐨𝐮𝐫 𝐠𝐨-𝐭𝐨𝐬 𝐟𝐨𝐫 𝐬𝐭𝐚𝐲𝐢𝐧𝐠 𝐨𝐧 𝐭𝐨𝐩 𝐨𝐟 𝐭𝐡𝐞 𝐧𝐞𝐯𝐞𝐫-𝐞𝐧𝐝𝐢𝐧𝐠 𝐬𝐭𝐫𝐞𝐚𝐦 𝐨𝐟 𝐜𝐨𝐧𝐬𝐞𝐧𝐭 𝐨𝐫𝐝𝐞𝐫𝐬, 𝐅𝐢𝐧𝐂𝐄𝐍 𝐛𝐮𝐥𝐥𝐞𝐭𝐢𝐧𝐬, 𝐅𝐂𝐀 𝐠𝐮𝐢𝐝𝐞𝐥𝐢𝐧𝐞𝐬, 𝐮𝐩𝐝𝐚𝐭𝐞𝐬 𝐭𝐨 𝐥𝐚𝐰𝐬 𝐚𝐧𝐝 𝐫𝐞𝐠𝐮𝐥𝐚𝐭𝐢𝐨𝐧𝐬? 𝐀𝐧𝐬𝐰𝐞𝐫 𝟏 (𝐔𝐊): I get a daily updates in my feed from the FCA, and the weekly one. We are also associate members of 3 trade associations that provide periodic updates. I spend about 30 mins a day on LinkedIn looking for updates too, a number of my 1st connections post updates regularly. 𝐀𝐧𝐬𝐰𝐞𝐫 𝟐 (𝐔𝐒): Besides paid subscription services, I would recommend the following: 1. Subscribe to alerts from the applicable regulatory bodies, including consent orders or enforcement actions. 2. Join a trade group or Compliance Circle to share ideas and updates amongst your peers. 3. Check for the latest RegTech platforms that may help track or feed updates from reg feeds. 4. Attend webinars and conferences. 5. Use Social Media like LinkedIn for posts and updates first thing in the morning in the time zone of your industry and region. 6. Ensure you have a good regulatory compliance attorney on speed-dial or to follow for their newsletters. Lastly, consider hiring a Compliance Consultant who would be your designated regulatory change tracker using all of the above. 𝐇𝐨𝐰 𝐝𝐨 𝐲𝐨𝐮 𝐤𝐞𝐞𝐩 𝐨𝐧 𝐭𝐨𝐩 𝐨𝐟 𝐭𝐡𝐞 𝐞𝐧𝐝𝐥𝐞𝐬𝐬 𝐮𝐩𝐝𝐚𝐭𝐞𝐬?

We asked if there was anything you'd like to hear more about. We're going to post answers to common and interesting questions, as provided by our expert members. If there's anything you'd like to ask us, please send us a message.

Sean Parker was on BNN Bloomberg to discuss the ongoing issues at TD Bank. It's great to see our Members have a platform to share their expertise. Don't leave compliance to chance. Always work with an expert.

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If you have 15+ years XP and you're running a compliance consultancy operating in any of these countries, reach out to me. 🇧🇷 Brazil 🇮🇳 India 🇸🇬 Singapore 🇪🇸 Spain 🇮🇪 Ireland 🇵🇱 Poland 🇩🇪 Germany 🇲🇽 Mexico Also happy to take referrals.

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